ADGM Rules · Abu Dhabi Global Market

Uncertificated Securities Rules 2021

A reference record of Uncertificated Securities Rules 2021, drawn from the instrument's own official text. It sets out how the law is organised — its Parts, its section count and its length — and links to the text itself. It does not interpret the law or offer advice on it.

At a glance

CitationUncertificated Securities Rules 2021
Instrument typeADGM Rules
Enacted2021
JurisdictionAbu Dhabi Global Market
Parts7
Numbered sections19
Chapters0

How Uncertificated Securities Rules 2021 is organised

The 7 Parts below are the instrument's own divisions, in the order the official text sets them out.

PartHeading
Part 1Introduction
Part 2Issue Of Uncertificated Securities And Conversion Of Securities Into Uncertificated Form
Part 3Registration Of Uncertificated Securities
Part 4Persons That May Maintain A Register Of Uncertificated Securities
Part 5Effect Of Issuing Or Converting Securities Into Uncertificated Form
Part 6Trusts
Part 7Converting Uncertificated Securities Into Certificated Form

What Uncertificated Securities Rules 2021 covers, section by section

The 19 section headings below are the instrument's own, reproduced in its order. They are a map of the law, not a summary of it — for the wording of any article, read the official text.

  1. Citation, commencement and interpretation
  2. Conditions to issue Uncertificated Securities and Convert Certificated Securities
  3. Issue of Uncertificated Securities
  4. Procedure for Converting Existing Certificated Securities
  5. Keeping of registers and records
  6. Availability of registers and records
  7. Operator authorised or recognised in the ADGM
  8. Operator not authorised or recognised in ADGM
  9. Effect of entries on registers
  10. Substitution of Tangible Documentary Requirements
  11. Instructions to transfer Uncertificated Securities
  12. No Certificates of Title in respect of Uncertificated Securities
  13. Other applicable rules
  14. Liability and sanctions in respect of registers and records
  15. Notices of meetings
  16. Rules Applicable to Trusts and Trustees
  17. Conversion of Securities into Certificated Form
  18. Conditions to Converting Uncertificated Securities into Certificated Form
  19. Procedure for Conversion of Securities into Certificated Form

Primary sources

Everything on this page comes from these two. Links go to the issuing legislator.

  • Uncertificated Securities Rules 2021 — official text (HTML) ADGM
  • ADGM Legislation Rulebook — the register this instrument is listed in ADGM

Acting on Uncertificated Securities Rules 2021

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