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FSRA Rulebook · Abu Dhabi Global Market

Prudential — Investment, Insurance Intermediation and Banking Rulebook (PRU)

A reference record of Prudential — Investment, Insurance Intermediation and Banking Rulebook (PRU), drawn from the instrument's own official text. It sets out how the law is organised — its Parts, its section count and its length — and links to the text itself. It does not interpret the law or offer advice on it.

At a glance

CitationPrudential — Investment, Insurance Intermediation and Banking Rulebook (PRU)
Instrument typeFSRA Rulebook
JurisdictionAbu Dhabi Global Market
Parts0
Numbered sections88
Chapters0

How Prudential — Investment, Insurance Intermediation and Banking Rulebook (PRU) is organised

The 0 Parts below are the instrument's own divisions, in the order the official text sets them out.

PartHeading

What Prudential — Investment, Insurance Intermediation and Banking Rulebook (PRU) covers, section by section

The 88 section headings below are the instrument's own, reproduced in its order. They are a map of the law, not a summary of it — for the wording of any article, read the official text.

  1. Application
  2. Glossary
  3. Categories of Authorised Persons
  4. Domestic Systemically Important Banks
  5. Application
  6. Trading Book
  7. Reporting
  8. Prudent valuation practices
  9. Application
  10. Application
  11. Base Capital Requirement
  12. Capital Requirements for Categories 1, 2, 3A and 5
  13. Risk Capital Requirement
  14. Capital Requirements for Categories 3B, 3C and 4
  15. Expenditure Based Capital Minimum
  16. Application
  17. Tier 1 capital
  18. Common Equity Tier 1 capital (CET1 Capital)
  19. Additional Tier 1 capital
  20. Tier 2 capital
  21. Minority interests and instruments issued by Subsidiaries
  22. Qualifying Holdings outside the financial sector
  23. Calculation of Capital Resources
  24. Adequate Capital Resources for Categories 1, 2, 3A and 5
  25. Capital Conservation Buffer
  26. Countercyclical Capital Buffer
  27. Combined Buffer
  28. Adequate Capital Resources For Categories 3B, 3C and 4
  29. The Leverage Ratio
  30. Application
  31. Application of this part
  32. Credit Risk management systems
  33. Credit Risk strategy, policy, and procedures manual
  34. Processes for credit assessment
  35. Application
  36. Simplified Approach
  37. Calculation of the CRCOM
  38. Methodology for measurement of Exposures
  39. Categorisation of Credit Risk Exposures (CR Exposures)
  40. Credit Quality Grade and External Credit Assessments
  41. Risk weights
  42. Credit Risk mitigation
  43. Securitisation
  44. Concentration Risk
  45. Application
  46. Market Risk systems and controls
  47. Calculation of the Market Risk Capital Requirement
  48. Interest Rate Risk Capital Requirement
  49. Equity Risk Capital Requirement
  50. Foreign Exchange Risk Capital Requirement
  51. Commodities Risk Capital Requirement
  52. Option Risk Capital Requirement
  53. Collective Investment Fund Risk Capital Requirement
  54. Securities Underwriting Capital Requirement
  55. Use of internal Market Risk models
  56. Application
  57. Risk management framework and governance
  58. Risk identification and assessment
  59. Risk monitoring and reporting
  60. Control and mitigation
  61. Information Technology (IT) systems
  62. Information security
  63. Outsourcing
  64. Business continuity and disaster recovery
  65. Management of Operational Risks in trading activities
  66. Operational Risk Capital Requirement
  67. Professional indemnity insurance
  68. Application
  69. Stress testing for Non-Trading Book interest rate risk
  70. Non-Trading Book interest rate risk under Chapter 10
  71. Systems and controls for Non-Trading Book interest rate risk
  72. Application
  73. Systems and controls requirements
  74. Financial Group Capital Requirements and Financial Group Capital Resources
  75. Financial Group Concentration Risk limits
  76. Restrictions on ownership or control
  77. Application
  78. Liquidity Risk policy systems and controls
  79. Liquidity requirements
  80. Application
  81. Overview
  82. IRAP
  83. ICAAP
  84. SREP
  85. Imposition of an Individual Capital Requirement
  86. Application and general obligation of disclosure
  87. Disclosure policy
  88. Disclosure frequency, locations and process

Primary sources

Everything on this page comes from these two. Links go to the issuing legislator.

  • Prudential — Investment, Insurance Intermediation and Banking Rulebook (PRU) — official text (HTML) ADGM
  • ADGM Legislation Rulebook — the register this instrument is listed in ADGM

Acting on Prudential — Investment, Insurance Intermediation and Banking Rulebook (PRU)

This page is a record, not advice. If prudential — investment, insurance intermediation and banking rulebook (pru) bears on a matter you are dealing with, speak to us about the facts.

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