Market Rulebook (MKT)

At a glance

How Market Rulebook (MKT) is organised

The 0 Parts below are the instrument's own divisions, in the order the official text sets them out.

What Market Rulebook (MKT) covers, section by section

The 89 section headings below are the instrument's own, reproduced in its order. They are a map of the law, not a summary of it — for the wording of any article, read the official text.

1. Application
2. Overview of the Rulebook
3. General
4. Interpreting the Rulebook
5. Complaints against the Regulator
6. Application
7. The Listing Principles
8. General eligibility requirements
9. Application for admission to the List
10. Determination of applications and references
11. Suspending, delisting and restoring a listing
12. Continuing obligations
13. Provision of information to the Regulator
14. Application
15. General requirements
16. Prospectus requirements relating to a Listed Fund
17. Governance requirements relating to a Listed Fund
18. Disclosures relating to a Listed Fund
19. Disclosure of interests by Connected Persons of Listed Funds
20. Disclosure of notifiable interests
21. Other matters that require Disclosure
22. Accounting periods and financial reports of Listed Funds
23. Manner of Disclosure
24. The Regulator's power to direct Disclosure
25. Application
26. Exempt Communications
27. Exempt Offers
28. Exempt Securities
29. Prospectus structure and content
30. Approval and publication of a Prospectus
31. Offer documents or admission to trading documents from other jurisdictions
32. Incorporation by reference
33. Notification of material changes during the currency of the Prospectus
34. Prospectus liability
35. Exceptions from liability
36. Advertisements
37. Miscellaneous
38. Retail Debentures or Sukuk
39. ADGM Green Debentures and ADGM Sustainability-Linked Debentures
40. ADGM Green Sukuk and ADGM Sustainability-Linked Sukuk
41. Sponsors
42. Compliance advisers
43. Market Abuse
44. Price Stabilisation and Buy-back Programmes
45. Application
46. Disclosure of Inside Information
47. Disclosure of interests by Connected Persons
48. Disclosure of Directors' notifiable interests
49. Power to direct Disclosure
50. Other matters that require Disclosure
51. Manner of Disclosure
52. Trading Halts
53. Application
54. Application
55. Corporate Governance Principles
56. Directors' duties and fair treatment of Shareholders
57. Dealings by Restricted Persons
58. Related Party Transactions
59. Restricted Securities
60. Issues of New Securities
61. Application
62. Application in respect of a Reporting Entity
63. Application
64. General rules for mining activity disclosures
65. Prospectus – Mining Disclosures
66. Exploration Results
67. Mineral Resources
68. Ore Reserves
69. Non-Equivalent Estimates
70. Production Targets
71. Forecast financial information
72. Quarterly Reports
73. Summary of Reserves and Resources
74. Other Requirements
75. Application
76. General rules for Petroleum activity disclosures
77. Prospectus – Petroleum disclosures
78. Geophysical surveys
79. Exploration and drilling
80. Initial disclosure of Petroleum Resources
81. Prospective Resources
82. Prospective Resources – Material Changes
83. Contingent Resources
84. Contingent Resources – Material Changes
85. Petroleum Reserves
86. Petroleum Reserves – Material Changes
87. Quarterly Reports
88. Summary of Reserves and Resources
89. Other Requirements

Primary sources

Everything on this page comes from these two. Links go to the issuing legislator.

• Market Rulebook (MKT) — official text (HTML) ADGM
• ADGM Legislation Rulebook — the register this instrument is listed in ADGM

Acting on Market Rulebook (MKT)

This page is a record, not advice. If market rulebook (mkt) bears on a matter you are dealing with, speak to us about the facts.

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