ADGM Regulations (repealed) · Abu Dhabi Global Market

Commercial Licensing Regulations 2015

A reference record of Commercial Licensing Regulations 2015, drawn from the instrument's own official text. It sets out how the law is organised — its Parts, its section count and its length — and links to the text itself. It does not interpret the law or offer advice on it.

At a glance

CitationCommercial Licensing Regulations 2015
Instrument typeADGM Regulations (repealed)
Enacted2015
JurisdictionAbu Dhabi Global Market
Parts7
Numbered sections81
Chapters2

How Commercial Licensing Regulations 2015 is organised

The 7 Parts below are the instrument's own divisions, in the order the official text sets them out.

PartHeading
Part 1Licensing Of Controlled Activities
Part 2Rules And Guidance
Part 3Information Gathering And Investigations
Part 4Enforcement
Part 5Business Names
Part 6Interpretation
Part 7General

What Commercial Licensing Regulations 2015 covers, section by section

The 81 section headings below are the instrument's own, reproduced in its order. They are a map of the law, not a summary of it — for the wording of any article, read the official text.

  1. The general prohibition
  2. Controlled activities
  3. Contravention of the general prohibition
  4. Licensed persons exceeding scope of licence
  5. False claims to be licensed or exempt
  6. Partnerships
  7. Withdrawal of licence
  8. Exemption orders
  9. Application for a licence
  10. Granting licences
  11. Granting licences: special cases
  12. Variation by Registrar at request of licensed person
  13. Variation or cancellation on initiative of Registrar
  14. Imposition of requirements by Registrar
  15. Requirements under section 14: further provisions
  16. Applications under this Part
  17. Determination of applications
  18. Determination of applications: warning notices and decision notices
  19. Exercise of own-initiative power: procedure
  20. Cancellation of licence: procedure
  21. Right to refer matters to the court
  22. Power to make rules
  23. Modification or waiver of rules
  24. Publication of directions under section 23
  25. Limit on effect of contravening rules
  26. Rule-making instruments
  27. Verification of rules
  28. Power of the Registrar to give guidance
  29. Registrar's power to require information: licensed persons etc.
  30. Appointment of persons to carry out general investigations
  31. Appointment of persons to carry out investigations in particular cases
  32. Investigations: general
  33. Powers of persons appointed under section 30
  34. Additional power of persons appointed as a result of section 31
  35. Admissibility of statements made to investigators
  36. Information and documents: supplemental provisions
  37. Entry of premises under warrant
  38. Retention of documents taken under section 37
  39. Contraventions
  40. Meaning of "relevant requirement"
  41. Fines
  42. Suspending licence to carry on controlled activities etc.
  43. Proposal to take disciplinary measures
  44. Decision to take disciplinary measures
  45. Statements of policy
  46. Statements of policy: procedure
  47. Warning notices
  48. Decision notices
  49. Notices of discontinuance
  50. Final notices
  51. Publication
  52. Third party rights
  53. Access to material
  54. The Registrar's procedures
  55. Statements under section 54: consultation
  56. Protected items
  57. Service of notices
  58. Application of this Chapter
  59. Name suggesting connection with government or public authority
  60. Other sensitive words or expressions
  61. Withdrawal of Board's approval
  62. Name containing inappropriate indication of company type or legal form
  63. Name giving misleading indication of activities
  64. Application of this Chapter
  65. Information required to be disclosed
  66. Disclosure required: business documents etc.
  67. Exemption for large partnerships if certain conditions met
  68. Disclosure required: business premises
  69. Consequences of failure to make required disclosure: contraventions
  70. Consequences of failure to make required disclosure
  71. Interpretation
  72. Definitions
  73. Carrying on controlled activities in the Abu Dhabi Global Market
  74. Parent and subsidiary undertaking
  75. Group
  76. Meaning of "participating interest"
  77. Controller
  78. Disregarded holdings
  79. Manager
  80. Power to specify a scale of fines and contraventions by bodies corporate
  81. Short title, extent and commencement

Primary sources

Everything on this page comes from these two. Links go to the issuing legislator.

  • Commercial Licensing Regulations 2015 — official text (HTML) ADGM
  • ADGM Legislation Rulebook — the register this instrument is listed in ADGM

Acting on Commercial Licensing Regulations 2015

This page is a record, not advice. If commercial licensing regulations 2015 bears on a matter you are dealing with, speak to us about the facts.

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